WebSep 27, 2024 · Sept. 27, 2024, at 4:15 p.m. Save Comment. ... (SEC) and Commodity Futures Trading Commission (CFTC), marking one their largest collective resolutions. ... From January 2024 through September 2024 ... WebJan 4, 2011 · Today the CFTC ordered New York-based commodity pool operator and commodity trading advisor to pay a $400,000 penalty for supervision failures. Learn …
Federal Register :: Clearing Requirement Determination Under …
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Don’t Text and Trade: SEC Continues Investigation into Wall Street ...
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